lista dei broker che usate per il mercato pink e grey - Pagina 7
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  1. #61
    L'avatar di Italia77
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    Apr 2009
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    Dear Customer,


    On September 28, 2021, the new SEC amendments regarding Rule 15c2-11 impacting certain OTC securities classified as Grey Market, Pink No Information, and Expert Market will take effect. This rule will prohibit broker dealers, like TradeStation Securities Inc, from displaying any bid/ask quotations for any issuer’s securities who fail to provide the public reporting requirements set forth by the SEC. Please be advised you have been identified as a client who holds or has held one of these positions. The amendments were created to provide investors with a higher degree of transparency by making certain information about the issuer and security current and publicly available prior to being quoted. Due to these changes, there will likely be a reduced number of market makers for these securities making it more difficult to liquidate your positions.

    Beginning August 28, 2021, TradeStation Securities, Inc will not accept any buy orders for any impacted OTC securities described above and all GTC buy orders will be cancelled. Customers will still be able to place closing orders or submit transfer requests for the impacted securities up until the effective amendment date of September 28, 2021. Closing orders will be subject to the following restrictions:



    You must not be an Affiliate, Insider, or Control Person of the company



    Quotes will not be available



    Limit orders only

    Beginning September 28, 2021, customers will no longer be able to open or liquidate any positions in these impacted OTC traded securities at TradeStation Securities Inc. Customers will see no bid/ask quotations for any security impacted by this rule change and will be limited to transferring your open positions. Please note that holding any existing positions in these impacted securities could impact your ability to sell at a later date and with minimal market information.

  2. #62
    L'avatar di waterloo
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    Citazione Originariamente Scritto da Italia77 Visualizza Messaggio
    Si meglio chiamare, hanno questa "curiosa" politica tale per cui se qualcosa non andasse loro non ti chiamano.
    Purtroppo vogliono il passaporto, la CIE la ritengono limitativa ai fini della sicurezza. Spesi 92 euro con DHl per nulla.

  3. #63
    L'avatar di Italia77
    Data Registrazione
    Apr 2009
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    Dear Customer,


    FINAL REMINDER, on September 28, 2021, the new SEC amendments regarding Rule 15c2-11 impacting certain OTC securities classified as Grey Market, Pink No Information, and Expert Market will take effect. This rule will prohibit broker dealers, like TradeStation Securities Inc, from displaying any bid/ask quotations for any issuer’s securities who fail to provide the public reporting requirements set forth by the SEC. Please be advised you have been identified as a client who holds or has held one of these positions. The amendments were created to provide investors with a higher degree of transparency by making certain information about the issuer and security current and publicly available prior to being quoted. Due to these changes, there will likely be a reduced number of market makers for these securities making it more difficult to liquidate your positions.

    TradeStation Securities, Inc is not accepting any buy orders for any impacted OTC securities described above. Customers are still able to place closing orders or submit transfer requests for the impacted securities up until the effective amendment date of September 28, 2021. Closing orders will be subject to the following restrictions:



    You must not be an Affiliate, Insider, or Control Person of the company



    Quotes will not be available



    Limit orders only

    Beginning September 28, 2021, customers will no longer be able to open or liquidate any positions in these impacted OTC traded securities at TradeStation Securities Inc. Customers will see no bid/ask quotations for any security impacted by this rule change and will be limited to transferring your open positions. Please note that holding any existing positions in these impacted securities could impact your ability to sell at a later date and with minimal market information. Please see attached the full list of impacted securities as of 9/21/2021 and take immediate action
    .

    Ergo,
    PINK LIMITED INFO saranno negoziabili, leggendo sopra.

    Mettiamola così: se un titolo non raggiungesse gli standard SEC di sicurezza e informazioni entro il 28/09, allora non potrà essere negoziato, ma è pur vero che se non viene delistato/revocato allora appena ritornasse a dare informazioni, beh allora tornerebbe negoziabile.
    Il reale problema invece, sono i titoli che non ti lasciano tradare adducendoti che la colpa sia della SEC mentre son loro i broker a non volerli tradare.

Accedi